AdFi
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Jeffrey Michael Jacobs

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wellesley Hills, MACRD #2084513Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
17 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 17 states
ArizonaCaliforniaConnecticutFloridaGeorgiaIllinoisMaineMarylandMassachusettsMissouriNew HampshireNew JerseyNew YorkNorth CarolinaRhode IslandTexasVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/1/2022
Series 65
Uniform Investment Adviser Law Examination
Passed 5/9/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 10/3/1990
Series 7
General Securities Representative Examination
Passed 7/1/2022
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/17/1990
Series 24
General Securities Principal Examination
Passed 11/21/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
8/4/2022Wellesley Hills, MA
MIZUHO SECURITIES USA LLC
2/8/20182/13/2019Boston, MA
TELSEY ADVISORY GROUP LLC
12/17/20152/9/2018New York, NY
RAYMOND JAMES & ASSOCIATES, INC.
8/28/200612/8/2015Boston, MA
SOLEIL SECURITIES CORPORATION
7/8/20038/23/2006Boston, MA
WACHOVIA SECURITIES, INC.
9/12/20003/3/2003St. Louis, MO
PRUDENTIAL SECURITIES INCORPORATED
1/17/20008/4/2000New York, NY
VOLPE BROWN WHELAN & COMPANY, LLC
7/17/19971/17/2000San Francisco, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/23/19918/15/1995New York, NY
LEHMAN BROTHERS INC.
9/19/19905/13/1991New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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