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JM

Jeremy Munter

Investment Adviser Representative at Principal Securities, Inc.

Des Moines, IACRD #4790037Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jeremy Munter is an investment adviser representative in Des Moines, IA, currently registered with Principal Asset Management and Principal Securities, Inc. They have worked in the securities industry since 2004 and were previously registered with RSM US Wealth Management LLC. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Iowa.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Iowa
Broker:
3 states and territories

Iowa, Minnesota, North Carolina

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/20/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 5/24/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/5/2013
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/4/2004
Series 24
General Securities Principal Examination
Passed 2/24/2020

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Principal Securities, Inc.Current
10/14/2019 – Des Moines, IA
Principal Asset ManagementCurrent
9/30/2019 – Des Moines, IA
Principal Funds Distributor, Inc.Current
9/27/2019 – Ankeny, IA
Principal Securities, Inc.
9/20/2017 – 9/30/2019Des Moines, IA
RSM US Wealth Management LLC
1/20/2017 – 9/5/2017Des Moines, IA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. RSM US Wealth Management LLC
    Oct 2016 – Aug 2017Des Moines, IA
  2. Principal Life Insurance Company
    Sep 2017 – Jun 2024Des Moines, IA
  3. Principal Securities, Inc.
    Sep 2017 – no end date reportedDes Moines, IA
  4. Principal Funds Distributor, Inc.
    Sep 2019 – no end date reportedDes Moines, IA
  5. Principal Asset Management
    Sep 2019 – no end date reportedDes Moines, IA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Principal Securities, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,635
Offices listed on AdvisorFinder:
26
Main office:
Des Moines, IA
SEC file number:
801-54949

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jeremy Munter has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Jeremy Munter (Principal Securities) - Fees & Credentials