Jesse James Austin
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jesse James Austin is an investment adviser representative with Charles Schwab & Co., Inc. in Nashville, TN, where they have been registered since 2026. They have worked in the securities industry since 2021 and were previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 7 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Tennessee.
Office
Advisors at this office: 11
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Tennessee
- Broker:
2 states and territories
Kentucky, Tennessee
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Full Time EducationAug 2017 – May 2019Edwardsville, IL
- Salvation ARMY KROC CenterJul 2015 – Jul 2017Quincy, IL
- Full Time EducationMar 2016 – May 2017Quincy, IL
- AXA Advisors, LLCMay 2019 – Jul 2019Springfield, IL
- Guardian LIFE Insurance CompanyAug 2019 – Feb 2020Tampa, FL
- PARK Avenue SecuritiesJan 2020 – Feb 2020Tampa, FL
- Charles Schwab & Co., Inc.Jan 2021 – Jul 2025Westlake, TX
- CenteneFeb 2020 – Oct 2020Tampa, FL
- UnemployedNov 2020 – Dec 2020Quincy, IL
- Merrill Lynch, Pierce, Fenner & Smith, Inc.Aug 2025 – Feb 2026Nashville, TN
- Bank of America, N.A.Nov 2025 – Feb 2026Nashville, TN
- Charles Schwab & Co., Inc.Feb 2026 – no end date reportedNashville, TN
- Charles Schwab Bank, SSBFeb 2026 – no end date reportedNashville, TN
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jesse James Austin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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