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Jesse M Joffray

Investment Adviser Representative at Thrivent Investment Management Inc.

Lakewood, COCRD #7265325Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jesse M. Joffray is an investment adviser representative with Thrivent Investment Management Inc. in Lakewood, CO, where they have been registered since 2025. They have worked in the securities industry since 2022 and were previously registered with Fidelity Personal and Workplace Advisors. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Colorado, District of Columbia, Oklahoma, and Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Colorado, District of Columbia, Oklahoma, Texas
Broker:
51 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/10/2020
Series 7
General Securities Representative Examination
Passed 9/4/2020
SIE
Securities Industry Essentials Examination
Passed 8/28/2020

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Thrivent Investment Management Inc.Current
8/4/2025 – Lakewood, CO
Thrivent Investment Management Inc.Current
8/4/2025 – Lakewood, CO
Fidelity Personal AND Workplace Advisors
12/1/2020 – 2/9/2024Greenwood Village, CO

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. The University of Colorado Boulder
    Aug 2014 – Aug 2019Boulder, CO
  2. Half Fast Subs on the Hill
    Jun 2016 – Sep 2018Boulder, CO
  3. Product Development Corporation
    May 2017 – Sep 2017Westminister, CO
  4. Rival Commercial Finance
    Jun 2018 – Aug 2018Boulder, CO
  5. Unemployed
    Aug 2019 – Jun 2020Superior, CO
  6. Fidelity Investments
    Jun 2020 – Feb 2024Denver, CO
  7. Thrivent Financial
    Jul 2025 – no end date reportedAppleton, WI
  8. Thrivent Investment Management Inc
    Jul 2025 – no end date reportedMinneapolis, MN
  9. Denver University
    Feb 2024 – Aug 2024Denver, CO
  10. Lifetime Fitness
    May 2024 – Jul 2025Wheat Ridge, CO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Thrivent Investment Management Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small Businesses

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporationsOther

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3,163
Offices listed on AdvisorFinder:
26
Main office:
Minneapolis, MN
SEC file number:
801-29618

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jesse M Joffray has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Jesse M Joffray (Thrivent Investment Management)