Jesse Schrock
Investment Adviser Representative at FORM Wealth Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jesse Schrock is an investment adviser representative with FORM Wealth Advisors, LLC in Lake Geneva, WI, where they have been registered since 2024. They have worked in the securities industry since 2021 and were previously registered with Raymond James Financial Services Advisors, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas and Wisconsin.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- FORM Wealth AdvisorsJul 2021 – Jul 2024Lake Geneva, WI
- Grand Geneva Resort & SpaMar 2020 – Jun 2021Lake Geneva, WI
- Geneva National Resort & ClubAug 2015 – Mar 2020Lake Geneva, WI
- Raymond James Financial Services, Inc.Oct 2021 – Sep 2024Lake Geneva, WI
- Raymond James Financial Services Advisors, Inc.Dec 2021 – Sep 2024Lake Geneva, WI
- FORM Wealth Advisors, LLCJul 2024 – no end date reportedLake Geneva, WI
- Raymond JamesJul 2021 – Oct 2021Lake Geneva, WI
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About FORM Wealth Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Lake Geneva, WI
- SEC file number:
- 801-131059
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 11, 2026
View full firm profileOther advisors at FORM Wealth Advisors, LLC
7 other advisors in the directory
Similar advisors in Lake Geneva, WI
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jesse Schrock has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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