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Jessica Galvin Pariser

Investment Adviser Representative at GALVIN, GAUSTAD & STEIN, LLC

Broomfield, COCRD #6518954Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jessica Galvin Pariser has worked in the securities industry since 2015. They have passed the Series 65, 63, and 7 examinations. They are registered to provide investment advisory services in Arizona and Colorado.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ArizonaColorado
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/5/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 7/29/2015
SIE
Securities Industry Essentials Examination
Passed 7/23/2018
Series 7
General Securities Representative Examination
Passed 7/20/2015

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
Discretionary $0-$500K1.25%
Discretionary $500K-$2.5M1.00%
Discretionary $2.5M-$5M0.80%
Discretionary >$5M0.00%
Non-Discretionary $0-$500K1.50%
Non-Discretionary $500K-$2.5M1.25%
Non-Discretionary $2.5M-$5M1.05%
Non-Discretionary >$5M0.00%
Acquired (TWG) $0-$500K1.60%
Acquired (TWG) $500K-$1.5M1.50%
Acquired (TWG) $1.5M-$2.5M1.25%
Acquired (TWG) $2.5M-$5M1.00%
Acquired (TWG) >$5M0.00%
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Galvin, Gaustad & Stein, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GALVIN, GAUSTAD & STEIN, LLCCurrent
8/30/2018Broomfield, CO
VANGUARD ADVISERS INC
12/13/20167/23/2018Scottsdale, AZ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View GALVIN, GAUSTAD & STEIN, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jessica Galvin Pariser has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Jessica Galvin Pariser - Financial Advisor in Broomfield, CO | AdvisorFinder