Jia H Chen
Investment Adviser Representative at Mcadam LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jia H. Chen is an investment adviser representative with Mcadam LLC in West Warwick, RI, where they have been registered since 2026. They have worked in the securities industry since 2020 and have been registered with 5 firms, including AE Wealth Management, LLC and TLG Advisors, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Rhode Island.
Registrations & licenses
- Investment adviser:
- Rhode Island
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- The Ayco Company, L.P./Mercer AlliedJan 2019 – Jun 2019Albany, NY
- The Ayco Company, L.P.Oct 2018 – Jan 2019Albany, NY
- UnemployedMar 2018 – Oct 2018Albany, NY
- Combined InsuranceNov 2017 – Mar 2018Latham, NY
- UnemployedJul 2017 – Nov 2017Albany, NY
- Avery, Teach & Co.Jan 2017 – Jul 2017Schenectady, NY
- SUNY - University at AlbanyAug 2015 – May 2017Albany, NY
- JOHN Hancock Investment Management Distributors LLCAug 2019 – Jun 2021Boston, MA
- JOHN HancockAug 2019 – Jun 2021Boston, MA
- Amplify Life InsuranceJan 2022 – Feb 2024San Francisco, CA
- Clearone AdvantageSep 2021 – Jan 2022Baltimore, MD
- The Leaders Group IncApr 2022 – Feb 2024Littleton, CO
- Mutual of America Securities LLCApr 2024 – Mar 2025Providence, RI
- Mutual of America Life Insurance CompanyApr 2024 – Mar 2025Providence, RI
- Massey and Associates, LLCMar 2025 – Jun 2026Warwick, RI
- AE Wealth Management, LLCApr 2025 – Jun 2026Topeka, KS
- McAdam FinancialJun 2026 – no end date reportedRadnor, PA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Mcadam LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Holistic financial planning, asset management, safe money strategies, tax strategy optimization, estate planning, investment risk management, and retirement income planning
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 134
- Offices listed on AdvisorFinder:
- 13
- Main office:
- Radnor, PA
- SEC file number:
- 801-79583
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 24, 2026
View full firm profileOther advisors at Mcadam LLC
Showing 12 of 134 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jia H Chen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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