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Jimmy Ray III

Investment Adviser Representative at FMSA

Louisville, KYCRD #7183928Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Kentucky
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/3/2020
Series 7
General Securities Representative Examination
Passed 12/6/2019
SIE
Securities Industry Essentials Examination
Passed 11/1/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$1 to $99,9992.50%
$100,000 to $249,9991.98%
$250,000 to $749,9991.50%
$750,000 to $999,9991.25%
$1,000,000 and over1.00%
Source

FMSA Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FMSACurrent
10/27/2025Louisville, KY
EQUITABLE ADVISORS, LLC
6/5/202510/7/2025Louisville, KY
CORE PLANNING
2/26/20245/28/2025Louisville, KY
THRIVENT INVESTMENT MANAGEMENT INC.
6/1/202310/13/2023Louisville, KY
FIDELITY PERSONAL AND WORKPLACE ADVISORS
8/10/20215/26/2023Covington, KY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
1/10/20207/6/2021Louisville, KY

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jimmy Ray III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Jimmy Ray III - Financial Advisor in Louisville, KY | AdvisorFinder