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MJ

Michael John Sloan

Investment Adviser Representative at FMSA

Clermont, FLCRD #1430910Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael John Sloan has worked in the securities industry since 2011. They are registered to provide investment advisory services in Florida.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/6/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 2/8/1994
Series 7
General Securities Representative Examination
Passed 8/5/1993
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/25/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$1 to $99,9992.50%
$100,000 to $249,9991.98%
$250,000 to $749,9991.50%
$750,000 to $999,9991.25%
$1,000,000 and over1.00%
Source

FMSA Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FMSACurrent
12/6/2024Clermont, FL
PORTFOLIO MEDICS, LLC
11/16/202010/29/2024Clermont, FL
ELITE INVESTMENT TEAM LLC
10/15/20196/1/2020Grandview,, WA
CHANGE PATH LLC
4/22/20196/10/2019Grandview, WA
CHANGE PATH LLC
2/13/20193/27/2019Grandview, WA
BROOKSTONE CAPITAL MANAGEMENT LLC
11/13/20174/30/2018Flowery Branch, GA
HORTER INVESTMENT MANAGEMENT, LLC
1/24/20171/31/2017Flowery Branch, GA
PATRIOT INVESTMENT ADVISORS, LLC
6/2/201511/8/2016Gainesville, GA
KEYSTONE CAPITAL CORPORATION
3/26/201411/3/2014San Diego, CA
REGAL INVESTMENT ADVISORS LLC
2/19/20143/19/2014Flowery Branch, FL
MULTI-FINANCIAL SECURITIES CORPORATION
4/4/20066/17/2009Dawsonville, GA
USALLIANZ SECURITIES, INC.
1/4/20055/11/2005Las Vegas, NV
HORNOR, TOWNSEND & KENT, INC.
8/13/20028/16/2004Las Vegas, NV

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael John Sloan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael John Sloan - Financial Advisor in Clermont, FL | AdvisorFinder