Joaquin Alonso Garcia
Investment Adviser Representative at Thornburg Investment Management Inc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joaquin Alonso Garcia is an investment adviser representative with Thornburg Investment Management Inc in Santa Fe, NM, where they have been registered since 2022, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New Mexico and South Dakota.
Office
Advisors at this office: 15
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New Mexico, South Dakota
- Broker:
2 states and territories
New Mexico, South Dakota
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Thornburg Securities LLCMay 2022 – Dec 2024Santa Fe, NM
- RBC Wealth ManagementFeb 2022 – May 2022Albuquerque, NM
- UnemployedJul 2019 – Feb 2022Albuquerque, NM
- Vitamin Shoppe Inc.Jun 2018 – Jul 2019Albuquerque, NM
- UnemployedJul 2017 – Jun 2018Albuquerque, NM
- Vitamin WorldSep 2016 – Jul 2017Albuquerque, NM
- Thornburg Investment ManagementJan 2025 – no end date reportedSanta Fe, NM
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Thornburg Investment Management Inc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 38
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Santa Fe, NM
- SEC file number:
- 801-17853
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 27, 2026
View full firm profileOther advisors at Thornburg Investment Management Inc
Showing 12 of 38 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joaquin Alonso Garcia has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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