Joel A Wozny
Investment Adviser Representative at KEY Investment Services LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joel A. Wozny is an investment adviser representative with KEY Investment Services LLC in Middleburg Heights, OH, where they have been registered since 2025. They have worked in the securities industry since 2013 and have been registered with 4 firms, including W&s Brokerage Services, Inc. and Huntington Financial Advisors. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Ohio.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Ohio
- Broker:
8 states and territories
California, Florida, Michigan, North Carolina, Ohio, Pennsylvania, Texas, Vermont
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- JOEL WoznyJun 2011 – Aug 2025Wadsworth, OH
- Fifth Third BANKApr 2014 – Dec 2017Wadsworth, OH
- Fifth Third SecuritiesJun 2014 – Dec 2017Wadsworth, OH
- PENN Mutual LIFE INS CoMar 2018 – Dec 2018Horsham, PA
- Hornor Townsend & KENT IncApr 2018 – Dec 2018Horsham, PA
- The Huntington Investement CompanyMar 2019 – Apr 2022Akron, OH
- The Huntington Investment CompanyApr 2022 – Mar 2023Columbus, OH
- The Huntington Investment CompanyMar 2023 – Mar 2024Columbus, OH
- W&S BROKERAGE Services, Inc.Jul 2024 – Aug 2025Wooster, OH
- Western Southern LIFEJul 2024 – Aug 2025Wooster, OH
- KEY Investment Services, LLCSep 2025 – no end date reportedBrooklyn, OH
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About KEY Investment Services LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 638
- Offices listed on AdvisorFinder:
- 15
- Main office:
- Brooklyn, OH
- SEC file number:
- 801-65060
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 30, 2026
View full firm profileOther advisors at KEY Investment Services LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joel A Wozny has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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