Joel Craig Fishman
Investment Adviser Representative at Ritholtz Wealth Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joel Craig Fishman is an investment adviser representative with Ritholtz Wealth Management in Jackson, WY, where they have been registered since 2015. They have worked in the securities industry since 2011 and have been registered with 6 firms, including Rosenbaum Financial and Ameritas Investment Corp. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Wyoming.
Registrations & licenses
- Investment adviser:
- Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Ritholtz Wealth ManagementNov 2015 – no end date reportedNew York, NY
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Ritholtz Wealth Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Estimated blended rate
- 0.0125
- Up to $1,999,9991.25%
- $2,000,000 to $2,999,9991.00%
- $3,000,000 to $4,999,9990.85%
- $5,000,000 to $9,999,9990.75%
+3 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Markets and investing insights published as a newsletter/archive of articles covering topics such as inflation, stock issuance, AI research, leveraged funds, wealth transfer, and investing strategy.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 55
- Offices listed on AdvisorFinder:
- 14
- Main office:
- New York, NY
- SEC file number:
- 801-78479
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 10, 2026
View full firm profileOther advisors at Ritholtz Wealth Management
Showing 12 of 55 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joel Craig Fishman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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