Joel Dean Baumgarten
Investment Adviser Representative at PINE Grove Financial Group
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joel Dean Baumgarten is an investment adviser representative with PINE Grove Financial Group in Woodbury, MN, where they have been registered since 2022. They have worked in the securities industry since 2008 and have been registered with 4 firms, including Fidelity Personal and Workplace Advisors and Strategic Advisers LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Minnesota.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Minnesota
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fidelity InvestmentsSep 2013 – Jan 2022Oakdale, MN
- Fidelity Personal AND Workplace AdvisorsJul 2018 – Jan 2022Boston, MA
- Pine Grove Financial GroupFeb 2022 – no end date reportedWoodbury, MN
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About PINE Grove Financial Group
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Other
- Firm account minimum
- $250,000 (waivable)
- Estimated blended rate
- 0.0125
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Pine Grove offers coordinated retirement planning covering household income strategy, expense planning, investment allocation, longevity planning, tax planning, and healthcare planning. Their process includes listening to clients' goals, getting organized, and building a personalized financial plan aligned with the client's values and desired lifestyle.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 14
- Offices listed on AdvisorFinder:
- 4
- Main office:
- Woodbury, MN
- SEC file number:
- 801-118868
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 19, 2026
View full firm profileOther advisors at PINE Grove Financial Group
Showing 12 of 14 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joel Dean Baumgarten has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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