AdFi
JA

John Alexander Black III

Investment Adviser Representative at INDEPENDENT ADVISOR ALLIANCE, LLC

Rock Hill, SCCRD #4630908Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Alexander Black has worked in the securities industry since 2003. They have passed the Series 66 and 7 examinations. They are registered to provide investment advisory services in South Carolina.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
South Carolina
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/28/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/20/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Independent Advisor Alliance, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INDEPENDENT ADVISOR ALLIANCE, LLCCurrent
9/15/2015Rock Hill, SC
CETERA ADVISOR NETWORKS LLC
11/19/20079/16/2015Rock Hill, SC
FIRST ADVISORS, INC.
1/3/200711/12/2007Rock Hill, SC
FFP ADVISORY SERVICES INC
3/3/20032/28/2007Rock Hill, SC

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at INDEPENDENT ADVISOR ALLIANCE, LLC

Showing 12 of 303 in the directory

View INDEPENDENT ADVISOR ALLIANCE, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Alexander Black III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched