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John Alvin Barrow

Investment Adviser Representative at Cetera Investment Advisers LLC

Lewisville, NCCRD #6279264Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Alvin Barrow is an investment adviser representative with Cetera Investment Advisers LLC in Lewisville, NC, where they have been registered since 2025. They have worked in the securities industry since 2014 and have been registered with 5 firms, including Avantax Advisory Services and 1st Global Advisors Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in North Carolina.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
North Carolina
Broker:
4 states and territories

Georgia, North Carolina, Ohio, South Carolina

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/15/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/5/2014

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Cetera Wealth Services, LLCCurrent
9/5/2025 – Lewisville, NC
Cetera Investment Advisers LLCCurrent
9/5/2025 – Lewisville, NC
Avantax Advisory Services
10/25/2019 – 9/5/2025Winston-salem, N, NC
1st Global Advisors Inc
2/6/2018 – 10/25/2019Winston-salem, NC
BLUE ROCK Wealth Management, LLC
3/19/2014 – 2/1/2018Winston Salem, NC
Cetera Advisor Networks LLC
1/27/2014 – 2/18/2014Winston-salem, NC

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Cetera Advisor Networks
    Jan 2014 – Dec 2017Winston-salem, NC
  2. BLUE ROCK Wealth Management
    Jun 2015 – Jan 2018Winston-salem, NC
  3. 1st Global Advisors, Inc
    Feb 2018 – Oct 2019Winston-salem, NC
  4. 1st Global Capital, Corp
    Feb 2018 – Oct 2019Winston-salem, NC
  5. Brendle CPA, P.a.
    Feb 2018 – no end date reportedWinston-salem, NC
  6. Avantax Insurance Services, Inc.
    Feb 2018 – Sep 2025Winston Salem, NC
  7. Avantax Advisory Services
    Oct 2019 – Sep 2025Winston Salem, NC
  8. Avantax Investment Services, Inc.
    Oct 2019 – Sep 2025Winston-salem, NC
  9. Cetera Wealth Services, LLC
    Sep 2025 – no end date reportedWinston-salem, NC
  10. Cetera Investment Advisers LLC
    Sep 2025 – no end date reportedSchaumburg, IL

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Cetera Investment Advisers LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Investment AdvisoryFinancial DisclosuresRetirement PlanningIRA RolloversInsuranceAdvisory ServicesCustody Services529 PlansETFs

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
10,459
Offices listed on AdvisorFinder:
27
Main office:
Schaumburg, IL
SEC file number:
801-20406

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 13, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Alvin Barrow has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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John Alvin Barrow (Cetera Wealth Services) - Advisor Profile