John Ambrose Marshall
Investment Adviser Representative at Capital Client Group, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
John Ambrose Marshall is an investment adviser representative with Capital Client Group, Inc. in Los Angeles, CA, where they have been registered since 2026. They have worked in the securities industry since 2022 and were previously registered with Fidelity Distributors Company LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California and North Carolina.
Office
Advisors at this office: 288
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, North Carolina
- Broker:
4 states and territories
California, Massachusetts, North Carolina, South Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fidelity Investments/ fidelity Distributors, LLCJan 2022 – Dec 2025Smithfield, RI
- Main Effort FinancialMay 2020 – Dec 2021Holliston, MA
- University of MaineAug 2017 – May 2019Orono, ME
- Bentley UniversityAug 2019 – Oct 2021Waltham, MA
- Fin and Feather SportsMay 2013 – Sep 2017Upton, MA
- Capital Group / Capital Client Group, Inc.Jan 2026 – no end date reportedLos Angeles, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Capital Client Group, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Ambrose Marshall has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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