John Bay
Investment Adviser Representative at Spire Wealth Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
John Bay is an investment adviser representative with Spire Wealth Management, LLC in Winchester, MA, where they have been registered since 2025. They have worked in the securities industry since 2015 and have been registered with 6 firms, including M3 Advisory Group, LLC and Newedge Advisors. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Massachusetts.
Registrations & licenses
- Investment adviser:
- Massachusetts
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- UCLA Anderson School of ManagementAug 2015 – Jun 2017Los Angeles, CA
- UBS Financial Services Inc.Mar 2018 – Jul 2019Rockland, MA
- UnemployedJun 2017 – Mar 2018Arlington, MA
- Triad Advisors, LLCJul 2019 – Feb 2021Braintree, MA
- Goss AdvisorsJul 2019 – Dec 2020Braintree, MA
- Pallas Capital Advisors, LLCJul 2019 – Feb 2021Braintree, MA
- NewEdge AdvisorsApr 2021 – Dec 2023Winchester, MA
- LPL Financial LLCApr 2021 – Nov 2022Arlington, MA
- NewEdge Securities, Inc.Nov 2022 – Jan 2024Boston, MA
- M3 Family OfficeJan 2024 – Feb 2025Needham Heights, MA
- Spire Wealth ManagementMar 2025 – Sep 2026McLean, VA
- Kaizen Wealth StrategiesMar 2025 – no end date reportedWinchester, MA
- Concurrent Investment Advisors, LLCSep 2026 – no end date reportedWinchester, MA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Spire Wealth Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Subscription fee
- Firm account minimum
- $25,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment management including customized portfolios, portfolio allocation, equity exposure management, and tax minimization. The firm also provides financial planning, estate planning review, tax planning, and insurance needs review, collaborating with clients' estate attorneys, accountants, and insurance professionals.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 71
- Offices listed on AdvisorFinder:
- 29
- Main office:
- Mclean, VA
- SEC file number:
- 801-60468
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 30, 2026
View full firm profileOther advisors at Spire Wealth Management, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Bay has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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