John Carl Smith
Investment Adviser Representative at First National Advisers, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
John Carl Smith is an investment adviser representative with First National Advisers, LLC in Fort Collins, CO, where they have been registered since 2026. They have worked in the securities industry since 2022 and have been registered with 7 firms, including CWM, LLC and Reisen Capital, LLC. They have passed 2 industry qualification exams, including the Series 63 (state securities agent) and Series 6 (investment company and variable products). They are registered to provide investment advice in Colorado and Wyoming.
Registrations & licenses
- Investment adviser:
- Colorado, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- ThomasPartners, Inc.Sep 2016 – Mar 2018Boston, MA
- Windhaven Investment Management, Inc.May 2017 – Mar 2018Boston, MA
- Charles Schwab Investment AdvisorySep 2016 – Jul 2018Lone Tree, CO
- Reisen Capital, LLCOct 2018 – Jan 2020Denver, CO
- Carson GroupMar 2020 – Jun 2020Omaha, NE
- Bank of AmericaSep 2022 – Jun 2024Minneapolis, MN
- First National Advisers, LLCJul 2026 – no end date reportedOmaha, NE
- UnemployedJul 2024 – Jul 2026Denver, CO
- UnemployedJun 2020 – Sep 2022Denver, CO
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About First National Advisers, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- First $2,500,0001.15%
- $2,500,000 - $5 million1.00%
- $5 million - $10 million0.85%
- $10 million - $15 million0.70%
+3 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Estate Planning, Financial Planning, Retirement Planning, Family Office, Portfolio Management, and Trust & Lending Services
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 29
- Offices listed on AdvisorFinder:
- 4
- Main office:
- Omaha, NE
- SEC file number:
- 801-103473
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 16, 2026
View full firm profileOther advisors at First National Advisers, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Carl Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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