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John Carl Smith

Investment Adviser Representative at FIRST NATIONAL ADVISERS, LLC

Fort Collins, COCRD #2388689Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
States Registered
2 states
Exams Passed
2

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
ColoradoWyoming
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/28/1995
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/30/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $2,500,0001.15%
$2,500,000 - $5 million1.00%
$5 million - $10 million0.85%
$10 million - $15 million0.70%
$15 million - $20 million0.60%
$20 million - $25 million0.50%
Greater than $25 million0.00%
Source

First National Advisers, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIRST NATIONAL ADVISERS, LLCCurrent
8/3/2026Fort Collins, CO
CWM, LLC
5/1/202011/5/2021Omaha, NE
REISEN CAPITAL, LLC
12/21/20181/24/2020Denver, CO
CHARLES SCHWAB INVESTMENT ADVISORY, INC
2/22/20187/31/2018Denver, CO
WINDHAVEN INVESTMENT MANAGEMENT, INC.
5/8/20173/30/2018Denver, CO
THOMASPARTNERS, INC.
11/4/20163/30/2018Denver, CO
JOURNEY CAPITAL ADVISERS, LLC
8/19/20169/22/2016Denver, CO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Carl Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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John Carl Smith - Financial Advisor in Fort Collins, CO | AdvisorFinder