AdFi
JC

John Caserta

Investment Adviser Representative at HORNOR, TOWNSEND & KENT, LLC

North Haven, CTCRD #5010572Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
24 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 24 states
AlabamaCaliforniaColoradoConnecticutFloridaGeorgiaMaineMarylandMassachusettsMichiganNew HampshireNew JerseyNew YorkNorth CarolinaOhioPennsylvaniaRhode IslandSouth CarolinaTexasUtahVermontVirginiaWashingtonWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/19/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/3/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Hornor, Townsend & KENT, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HORNOR, TOWNSEND & KENT, LLCCurrent
1/15/2013North Haven, CT
MML INVESTORS SERVICES, LLC
3/6/200711/30/2012Branford, CT

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HORNOR, TOWNSEND & KENT, LLC

Showing 12 of 466 in the directory

View HORNOR, TOWNSEND & KENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Caserta has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

John Caserta - Financial Advisor in North Haven, CT | AdvisorFinder