John Cerilli
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
John Cerilli is an investment adviser representative with Charles Schwab & Co., Inc. in Providence, RI, where they have been registered since 2026. They have worked in the securities industry since 2019 and have been registered with 5 firms, including Diversified Resources, LLC and LPL Financial LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Rhode Island.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Rhode Island
- Broker:
2 states and territories
Massachusetts, Rhode Island
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- UnemployedOct 2025 – May 2026Providence, RI
- Charles Schwab & Co., Inc.May 2026 – no end date reportedProvidence, RI
- Charles Schwab Bank, SSBMay 2026 – no end date reportedProvidence, RI
- Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691)Jun 2018 – Sep 2019Providence, RI
- Robert HALF - Jpmorgan Chase & Co.Sep 2016 – Jan 2017Brooklyn, NY
- Jpmorgan Chase & Co.Jan 2017 – Aug 2017Brooklyn, NY
- Robert HALFJan 2018 – Feb 2018San Diego, CA
- UnemployedAug 2017 – Jan 2018San Diego, CA
- UnemployedFeb 2018 – Jun 2018Providence, RI
- BANK OF America, N.A.Sep 2018 – Sep 2019Providence, RI
- W&R Insurance AgenciesSep 2019 – Jul 2021San Diego, CA
- Waddell & Reed, Inc.Sep 2019 – Jul 2021West Warwick, RI
- LPL Financial, LLCJul 2021 – Feb 2024West Warwick, RI
- Diversified Resources, LLCFeb 2024 – Oct 2025Warwick, RI
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Cerilli has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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