AdFi
JC

John Christopher Caldwell

Investment Adviser Representative at IFG ADVISORY, LLC

Athens, GACRD #2997898Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
29 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 29 states
AlabamaAlaskaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaIndianaKentuckyLouisianaMassachusettsMichiganMinnesotaMississippiMissouriNevadaNew YorkNorth CarolinaOhioOregonSouth CarolinaTennesseeTexasVirginiaWest VirginiaWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/7/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 2/17/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 12/4/2008
Series 7
General Securities Representative Examination
Passed 1/27/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 – $249,999.992.00%
$250,000 – $499,999.991.75%
$500,000 – $749,999.991.65%
$750,000 – $1,249,999.991.40%
$1,250,000 – $1,999,999.991.25%
$2,000,000 – $4,999,999.991.15%
$5,000,000+1.00%
Source

IFG Advisory, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

IFG ADVISORY, LLCCurrent
4/22/2015Athens, GA
LPL FINANCIAL LLCCurrent
4/16/2015Martinez, GA
LPL FINANCIAL LLC
2/3/20267/9/2026Athens, GA
WELLS FARGO ADVISORS, LLC
9/24/20044/17/2015Athens, GA
SUNTRUST SECURITIES, INC.
5/23/200210/22/2004Athens, GA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Christopher Caldwell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

John Christopher Caldwell - Financial Advisor in Athens, GA | AdvisorFinder