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John Clinton Vu

Investment Adviser Representative at THE RETIREMENT PLANNING GROUP, LLC

Chesterfield, MOCRD #2899979Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
3 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Clinton Vu has worked in the securities industry since 2004. They have passed the Series 65, 63, 24, and 7 examinations. They are registered to provide investment advisory services in Kansas, Missouri, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
KansasMissouriTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/14/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 2/2/1998
Series 7
General Securities Representative Examination
Passed 6/23/1997
Series 24
General Securities Principal Examination
Passed 2/1/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

THE Retirement Planning Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE RETIREMENT PLANNING GROUP, LLCCurrent
3/7/2022Chesterfield, MO
FINANCIAL ENGINES ADVISORS L.L.C.
11/30/20163/21/2022Saint Louis, MO
FINANCIAL ENGINES ADVISOR CENTER, LLC
7/27/201511/30/2016St. Louis, MO
THE MUTUAL FUND STORE
4/23/20049/8/2015St. Louis, MO

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Clinton Vu has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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