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Joseph G McCulloch Jr

Investment Adviser Representative at THE RETIREMENT PLANNING GROUP, LLC

Chesterfield, MOCRD #5315337Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
4 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
CaliforniaMissouriNorth CarolinaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/15/2013
Series 65
Uniform Investment Adviser Law Examination
Passed 5/30/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/4/2013

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

THE Retirement Planning Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CETERA PLANNING PARTNERSCurrent
11/21/2019Chesterfield, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
4/14/201411/18/2019Clayton, MO
SMITH MOORE & CO.
1/15/20134/7/2014Clayton, MO
SMART401K, LLC
11/18/20096/13/2012Overland Park, KS
SVA WEALTH MANAGEMENT, INC.
5/31/20078/27/2009Madison, WI

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph G McCulloch Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Joseph G McCulloch Jr - Financial Advisor in Chesterfield, MO | AdvisorFinder