John Collins III
Investment Adviser Representative at Rockwood Wealth Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
John Collins III is an investment adviser representative with Rockwood Wealth Management, LLC in New Hope, PA, where they have been registered since 2024. They have worked in the securities industry since 2023 and were previously registered with Equitable Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Pennsylvania and Texas.
Office
Advisors at this office: 46
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Pennsylvania, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Equitable Advisors, LLCSep 2023 – no end date reportedNew York, NY
- Gridless ChargeDec 2022 – Jun 2023Totowa, NJ
- UnemployedJul 2023 – Aug 2023Blackwood, NJ
- Trillium Trading LLCOct 2020 – Jul 2022New York, NY
- UnemployedJul 2022 – Dec 2022Totowa, NJ
- Susquehanna International GroupMay 2019 – Aug 2019Bala Cynwyd, PA
- Douglass FudgeMay 2018 – Aug 2018Stone Harbor, NJ
- Life is GoodMay 2017 – Aug 2017Stone Harbor, NJ
- University of Notre DameAug 2016 – May 2020South Bend, IN
- Waiting for Job to BeginJun 2020 – Sep 2020Blackwood, NJ
- College StudentAug 2017 – May 2018South Bend, IN
- College StudentAug 2018 – May 2019South Bend, IN
- College StudentAug 2019 – Jun 2020South Bend, IN
- Karr Barth AssociatesJun 2023 – May 2024Bala Cynwyd, PA
- Rockwood Wealth Management, LLCJun 2024 – no end date reportedNew Hope, PA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Rockwood Wealth Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Estimated blended rate
- 0.0125
- First $1,000,0001.25%
- Next $1,500,0001.00%
- Next $2,500,0000.80%
- Next $5,000,0000.60%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 46
- Offices listed on AdvisorFinder:
- 1
- Main office:
- New Hope, PA
- SEC file number:
- 801-69884
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 16, 2026
View full firm profileOther advisors at Rockwood Wealth Management, LLC
Showing 12 of 46 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Collins III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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