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John Daniel Flavin

Investment Adviser Representative at IBN FINANCIAL SERVICES, INC

Ridgefield, CTCRD #2608305Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
7 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Daniel Flavin has worked in the securities industry since 2000. They are registered to provide investment advisory services in California, Connecticut, Georgia, Massachusetts, New Jersey, New York, and Virginia.

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
CaliforniaConnecticutGeorgiaMassachusettsNew JerseyNew YorkVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/2/2009
Series 66
Uniform Combined State Law Examination
Passed 12/1/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 10/20/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/13/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

IBN Financial Services, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

IBN FINANCIAL SERVICES, INCCurrent
1/6/2022Ridgefield, CT
IBN FINANCIAL SERVICES, INC.Current
1/6/2022Ridgefield, CT
GUGGENHEIM INVESTMENTS
6/22/20091/13/2022New York, NY
SECURITY GLOBAL INVESTORS
6/23/200910/12/2010San Francisco, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Daniel Flavin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

John Daniel Flavin - Financial Advisor in Ridgefield, CT | AdvisorFinder