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John David Gardner

Investment Adviser Representative at APTUS CAPITAL ADVISORS, LLC

Fairhope, ALCRD #5821010Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Alabama
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/24/2010
Series 3
National Commodity Futures Examination
Passed 12/29/2012
Series 31
Futures Managed Funds Examination
Passed 12/2/2010
Series 7
General Securities Representative Examination
Passed 8/27/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0075
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Aptus Capital Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

APTUS CAPITAL ADVISORS, LLCCurrent
7/8/2013Fairhope, AL
CORNERSTONE INVESTMENT MANAGEMENT AND CONSULTING,LLC
3/7/20137/8/2013Daphne, AL
UBS FINANCIAL SERVICES INC.
3/30/20116/26/2012Dayton, OH
MORGAN STANLEY SMITH BARNEY LLC
9/27/20104/11/2011Dayton, OH

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John David Gardner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

John David Gardner - Financial Advisor in Fairhope, AL | AdvisorFinder