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John Douglas Spears

Investment Adviser Representative at Tweedy, Browne Company LLC

Stamford, CTCRD #808685Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
51 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Douglas Spears is an investment adviser representative with Tweedy, Browne Company LLC in Stamford, CT, where they have been registered since 2014. They have worked in the securities industry since 1975. They have passed 4 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in Connecticut.

Office

One Station Place
Stamford, CT 06902

Advisors at this office: 8

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Connecticut
Broker:
1 state or territory

Connecticut

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/19/1990
Series 7
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 24
General Securities Principal Examination
Passed 1/2/2023
Series 24
General Securities Principal Examination
Passed 6/2/1975

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Tweedy, Browne Company LLCCurrent
10/28/2014 – Stamford, CT
AMG Distributors, Inc.Current
9/30/2014 – Stamford, CT
Tweedy, Browne Company LLC
6/28/2002 – 2/28/2005Stamford, CT

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Tweedy, Browne Company LLC
    Oct 1997 – no end date reportedStamford, CT
  2. AMG Distributors, Inc.
    Sep 2014 – no end date reportedGreenwich, CT

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Tweedy, Browne Company LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
Firm account minimum
$1,000,000 (waivable)
Firm's annual rate schedule by assets
  • Private Account - Global/International Strategy1.50%
  • Private Account - U.S. Equity/ADR (first $25M)1.50%
  • Private Account - U.S. Equity/ADR (above $25M)1.25%
  • Private Account - Global High Dividend Strategy1.25%

+8 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Management of global, international, and US/ADR value equity portfolios, offered through mutual funds, UCITS funds, partnerships, managed accounts, and ETFs

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and Institutions
Firm areas of expertise
Value InvestingGlobal EquityInternational EquityUS/ADR EquityFundamental Security AnalysisIntrinsic ValueHigh Dividend YieldInstitutional Asset ManagementIndividual Asset Management

Client types the firm serves

IndividualsHigh Net WorthInvestment CompaniesPooled VehiclesPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
9
Offices listed on AdvisorFinder:
2
Main office:
Stamford, CT
Founded:
1920
SEC file number:
801-10669

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of June 29, 2026

View full firm profile

Other advisors at Tweedy, Browne Company LLC

8 other advisors in the directory

View Tweedy, Browne Company LLC firm profile

Similar advisors in Stamford, CT

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Douglas Spears has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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