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John Douglas Spears

Investment Adviser Representative at TWEEDY, BROWNE COMPANY LLC

Stamford, CTCRD #808685Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
51 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Connecticut
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/19/1990
Series 7
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 24
General Securities Principal Examination
Passed 1/2/2023
Series 24
General Securities Principal Examination
Passed 6/2/1975

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Private Account - Global/International Strategy1.50%
Private Account - U.S. Equity/ADR (first $25M)1.50%
Private Account - U.S. Equity/ADR (above $25M)1.25%
Private Account - Global High Dividend Strategy1.25%
Institutional Account (first $100M)0.85%
Institutional Account (above $100M)0.75%
US Mutual Funds (TBIVF II, TBVF, TBWHDF)1.25%
TBIVF (up to $10.3B)1.25%
TBIVF (above $10.3B)0.75%
ETFs (Insider + Value ETFs)0.80%
LLCs (quarterly at 0.3125%)1.25%
Luxembourg Sub-Funds (Investor Share class)1.00%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Tweedy, Browne Company LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TWEEDY, BROWNE COMPANY LLCCurrent
10/28/2014Stamford, CT
AMG DISTRIBUTORS, INC.Current
9/30/2014Stamford, CT
TWEEDY, BROWNE COMPANY LLC
6/28/20022/28/2005Stamford, CT

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Douglas Spears has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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