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John Dudley Houck

Investment Adviser Representative at PROMONTORY FINANCIAL PLANNING, LLC

Spanish Fork, UTCRD #250809Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
54 yrs
States Registered
2 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
CaliforniaUtah
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/1/1987
SIE
Securities Industry Essentials Examination
Passed 10/12/2017
Series 1
Registered Representative Examination
Passed 3/27/1972
Series 40
Registered Principal Examination
Passed 6/26/1978

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Promontory Financial Planning, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PROMONTORY FINANCIAL PLANNING, LLCCurrent
10/16/2017Spanish Fork, UT
VOYA FINANCIAL ADVISORS, INC.
5/2/201210/12/2017Elk Ridge, UT
ING FINANCIAL PARTNERS, INC
12/11/20064/17/2012Elkridge, UT
PARTNERVEST ADVISORY SERVICES LLC
12/19/200310/13/2006Orem, UT
LOCUST STREET SECURITIES, INC.
2/25/200312/19/2003Lancaster, CA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View PROMONTORY FINANCIAL PLANNING, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Dudley Houck has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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