AdFi
JE

John Eric Wightman

Investment Adviser Representative at XML FINANCIAL GROUP

Sarasota, FLCRD #2769487Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
4 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
DelawareFloridaMarylandVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/3/2022
Series 65
Uniform Investment Adviser Law Examination
Passed 10/4/2005
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 3/27/2001
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/15/2001
Series 31
Futures Managed Funds Examination
Passed 11/23/1999
Series 7
General Securities Representative Examination
Passed 5/5/1998
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/9/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $3,000,0001.00%
Next $1,000,0000.90%
Next $1,000,0000.80%
Next $1,000,0000.70%
Next $1,000,0000.60%
Next $1,000,0000.50%
Next $1,000,0000.40%
Next $1,000,0000.30%
Next $1,000,0000.20%
Next $1,000,0000.20%
Next $1,000,0000.20%
Next $1,000,0000.20%
Next $1,000,0000.20%
Next $5,000,0000.20%
Above $20,000,0000.10%
Source

XML FINANCIAL GROUP Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

XML SECURITIESCurrent
6/22/2022BETHESDA, MD
WASHINGTON SQUARE SECURITIES, INC.
8/12/19967/16/1998WINDSOR, CT
ROBERT W. BAIRD & CO. INCORPORATED
7/20/20071/14/2017RESTON, VA
PRUDENTIAL SECURITIES INCORPORATED
7/13/19987/3/2000NEW YORK, NY
FERRIS, BAKER WATTS INCORPORATED
6/16/20008/2/2007RESTON, VA
JANNEY MONTGOMERY SCOTT LLC
2/21/20173/10/2017WASHINGTON, DC

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Eric Wightman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

John Eric Wightman - Financial Advisor in Sarasota, FL | AdvisorFinder