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John F. Scott Santaguida

Investment Adviser Representative at MCMORGAN & COMPANY LLC

San Francisco, CACRD #5004531Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John F. Scott Santaguida has worked in the securities industry since 2005. They have passed the Series 99, 66, 24, 14, and 7 examinations. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/25/2007
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/13/2005
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 24
General Securities Principal Examination
Passed 8/30/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
MAP - under $2M0.60%
MAP - $2M to $10M0.40%
MAP - over $10M0.30%
Private RE Fund (MNCVAD II) - first $100M1.25%
Private RE Fund (MNCVAD II) - over $100M1.00%
Infrastructure Fund I1.00%
Infrastructure Fund II1.00%
McMorgan Opportunity Fund1.00%
Vickers Fund VI base rate2.50%
Source

Mcmorgan & Company LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MCMORGAN & COMPANY LLCCurrent
10/12/2012San Francisco, CA
MCMORGAN & COMPANY CAPITAL ADVISORS LLCCurrent
10/4/2012Moraga, CA
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
1/26/200710/3/2012New York, NY

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John F. Scott Santaguida has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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