AdFi
M&

Mcmorgan & Company LLC

SEC Registered

Beyond Investing

San Francisco, CAhttps://mcmorgan.com415-788-9300
Assets Under Management
$5B–$25B
Year Founded
1969
Employees
26
Office Locations
3 offices
Total Accounts
221

About the firm

Since its founding in 1969, McMorgan & Company has helped secure the financial future of its clients while supporting the causes and initiatives they value most. The firm manages approximately $10.9 billion in assets and offers an investment platform spanning equity, fixed income, real estate, and alternatives.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPooled VehiclesPension/Profit SharingState/Municipal

Areas of expertise

EquityFixed IncomeReal EstateAlternativesOCIOFiduciaryBundled Retirement PlansResponsible InvestingPhilanthropic SupportManaged Accounts

Services

McMorgan offers an investment platform including equity, fixed income, real estate, and alternatives asset classes, as well as services such as OCIO, bundled retirement plans, and fiduciary services. The platform includes both proprietary strategies and third-party managed products.

Private funds / alternatives
Venture Capital

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)26$4.9M
High Net Worth Individuals15$12M
Pension/Profit Sharing Plans7$1.9B
Charitable Organizations32$3.0B

Leadership

New York Life Investments
MEMBER
New York Life Insurance Company
INDIRECT INTEREST HOLDER
Brian Thomas Morton
PRESIDENT
Michael Edward Sproule
BOARD OF MANAGERS
Mark Robert Taylor
MANAGING DIRECTOR - BOARD OF MANAGERS
David Michael Steele
MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER
John F. Scott Santaguida
CEO & BOARD OF MANAGERS
Maya Naomi Solo
MANAGING DIRECTOR, GENERAL COUNSEL & SECRETARY
John Yong Kim
BOARD OF MANAGERS
Cathy Jean Sabo
DIRECTOR, CHIEF COMPLIANCE OFFICER
Drew Edward Lawton
CHAIRMAIN - BOARD OF MANAGERS
Tony Li-Wei Chen
CONTROLLER
Christian Mceldowney
MANAGING DIRECTOR, HEAD OF REAL ESTATE

Office locations

3 offices in 1 state
CA
San FranciscoHQ
CA
Burbank
CA
Thousand Oaks

Advisors at this firm

1 advisor in the directory

Regulatory & compliance

CRD number
#115060
SEC Number
801-60509
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based / Other
Asset tierAnnual rate
MAP - under $2M0.60%
MAP - $2M to $10M0.40%
MAP - over $10M0.30%
Private RE Fund (MNCVAD II) - first $100M1.25%
Private RE Fund (MNCVAD II) - over $100M1.00%
Infrastructure Fund I1.00%
Infrastructure Fund II1.00%
McMorgan Opportunity Fund1.00%
Vickers Fund VI base rate2.50%

Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mcmorgan & Company LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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