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John Francis Mendrysa

Investment Adviser Representative at BROADWAY ADVISOR GROUP

Albany, NYCRD #2492930Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Francis Mendrysa has worked in the securities industry since 1994. They are registered to provide investment advisory services in New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 7/8/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/10/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/8/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$1 - $999,9991.50%
$1,000,000 - $2,999,9991.25%
$3,000,000 - $5,999,9991.00%
$6,000,000 and up0.75%
Source

Broadway Advisor Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BROADWAY ADVISOR GROUPCurrent
2/11/2025Albany, NY
LPL FINANCIAL LLC
10/5/20101/9/2025Schenectady, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at BROADWAY ADVISOR GROUP

1 other advisor in the directory

View BROADWAY ADVISOR GROUP firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Francis Mendrysa has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

John Francis Mendrysa - Financial Advisor in Albany, NY | AdvisorFinder