BROADWAY ADVISOR GROUP
SEC RegisteredLifelong Wealth for a Life Well Lived
About the firm
Sgroi Wealth helps clients build lifelong wealth through personalized financial planning and investment management. The firm focuses on retirement planning, tax aware investing, and family estate organization and legacy planning, keeping clients informed and engaged throughout their financial journey.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Retirement planning, investment management, tax aware investing, family estate organization and legacy planning, and consultation and assessment of financial management needs.
Who they serve
Households seeking financial management services, including those planning for retirement, major purchases, and family legacy goals.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 244 | $66M |
| High Net Worth Individuals | 71 | $137M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 5 | $11M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $1 - $999,999 | 1.50% |
| $1,000,000 - $2,999,999 | 1.25% |
| $3,000,000 - $5,999,999 | 1.00% |
| $6,000,000 and up | 0.75% |
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BROADWAY ADVISOR GROUP has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.