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John Francis Stuart

Investment Adviser Representative at HIGH POINT WEALTH MANAGEMENT, LLC

Chester, NJCRD #4287876Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New Jersey
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/27/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 3/27/2002
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/21/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
All Assets0.25%
All Assets1.00%
Source

HIGH Point Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HIGH POINT WEALTH MANAGEMENT, LLCCurrent
4/4/2024Chester, NJ
D.A. DAVIDSON & CO.
7/15/20228/15/2023New York, NY
KEYBANC CAPITAL MARKETS INC.
5/16/20173/18/2022New York, NY
CLSA AMERICAS, LLC
4/18/20133/3/2017New York, NY
CREDIT AGRICOLE SECURITIES (USA) INC.
12/11/20126/10/2013New York, NY
CREDIT SUISSE SECURITIES (USA) LLC
1/11/20108/1/2012New York, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
2/22/20011/15/2010New York, NY

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HIGH POINT WEALTH MANAGEMENT, LLC

1 other advisor in the directory

View HIGH POINT WEALTH MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Francis Stuart has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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