John Garrett Klee
Investment Adviser Representative at HIGH Falls Advisors, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
John Garrett Klee is an investment adviser representative with HIGH Falls Advisors, Inc. in Rochester, NY, where they have been registered since 2026. They have worked in the securities industry since 2025 and were previously registered with Seneca Financial Advisors LLC. They are registered to provide investment advice in New York.
Office
Advisors at this office: 11
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Russell K SchwartzbeckFeb 2021 – Jun 2021Pittsford, NY
- Parkleigh Enterprises IncSep 2014 – Jan 2021Rochester, NY
- Russell SchwartzbeckJul 2021 – Sep 2021Pittsford, NY
- Seneca Financial Advisors LLCFeb 2022 – Oct 2024Rochester, NY
- Seneca Financial Advisors LLCOct 2024 – Sep 2025Rochester, NY
- Haroun Education VenturesMay 2020 – Aug 2026Hillsborough, CA
- SFG Wealth Management of Northwestern MutualFeb 2021 – Sep 2021Pittsford, NY
- High Falls Advisors, Inc.Sep 2025 – Aug 2026Rochester, NY
- Allworth Financial, L.P.Aug 2026 – no end date reportedRochester, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About HIGH Falls Advisors, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $100,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Rochester, NY
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Garrett Klee has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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