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John Joseph Pesce

Investment Adviser Representative at HUB INVESTMENT PARTNERS, LLC

Austin, TXCRD #2384301Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Joseph Pesce has worked in the securities industry since 2001. They have passed the Series 65, 63, 24, 7, 6, and 3 examinations. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/19/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 10/8/1993
Series 3
National Commodity Futures Examination
Passed 2/23/2012
Series 7
General Securities Representative Examination
Passed 6/14/1994
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/8/1993
Series 24
General Securities Principal Examination
Passed 12/2/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $99,999.991.50%
$100,000 - $999,999.991.25%
$1,000,000 - $2,999,999.991.00%
$3,000,000 - $6,999,999.990.75%
$7,000,000 - $9,999,999.990.50%
$10,000,000 and over
Source

HUB Investment Partners, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HUB INVESTMENT PARTNERS, LLCCurrent
1/4/2022Austin, TX
TCG ADVISORS
7/3/202012/31/2021Austin, TX
TCG ADVISORS, LP
7/10/200112/8/2020Austin, TX
QA3 FINANCIAL LLC
7/10/20016/15/2004Austin, TX

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Joseph Pesce has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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John Joseph Pesce - Financial Advisor in Austin, TX | AdvisorFinder