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John Joseph Postel III

Investment Adviser Representative at Cohen Capital

Chicago, ILCRD #5866198Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Joseph Postel III is an investment adviser representative with Cohen Capital in Chicago, IL, where they have been registered since 2026. They have worked in the securities industry since 2012 and were previously registered with Raymond James & Associates, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Illinois.

Office

303 East Wacker Drive, Suite 2103
Chicago, IL 60601

Advisors at this office: 4

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Illinois

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/7/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 2/4/2013
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/20/2012

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Cohen CapitalCurrent
1/16/2026 – Chicago, IL
Raymond James & Associates, Inc.
6/8/2018 – 1/20/2026Chicago, IL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. J.p. Morgan Securities LLC
    Oct 2011 – Apr 2018Chicago, IL
  2. Jpmorgan Chase BANK
    Oct 2011 – Apr 2018Chicago, IL
  3. Raymond James & Associates, Inc.
    Apr 2018 – Jan 2026Chicago, IL
  4. Cohen Capital Advisors, LLC dba Cohen Capital
    Jan 2026 – no end date reportedChicago, IL

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Cohen Capital

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Chicago, IL

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Joseph Postel III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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John Joseph Postel III (Cohen Capital) - Fees & Credentials