John M Asuncion
Investment Adviser Representative at Morgan Stanley
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
John M. Asuncion is an investment adviser representative with Morgan Stanley in Waukesha, WI, where they have been registered since 2022, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas and Wisconsin.
Office
Advisors at this office: 56
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas, Wisconsin
- Broker:
43 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Puerto Rico, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Morgan Stanley Smith Barney LLCAug 2022 – no end date reportedWaukesha, WI
- Kenyon CollegeSep 2018 – May 2021Gambier, OH
- Maverick Health PolicyJan 2021 – Apr 2021Arlington, VA
- Aledade, Inc.May 2020 – Aug 2020Bethesda, MD
- Morgan Stanley Smith Barney LLCJun 2021 – Aug 2021Brookfield, WI
- Morgan Stanley Smith Barney LLCSep 2021 – Jan 2022Brookfield, WI
- Forbes Tate PartnersMay 2019 – Aug 2019Washington, D.C., DC
- BeauvoirJun 2018 – Aug 2018Washington, D.C., DC
- Next Level Lacrosse LLCJun 2017 – Jul 2017Bethesda, MD
- Kenyon CollegeSep 2018 – May 2019Gambier, OH
- Kenyon CollegeSep 2019 – May 2020Gambier, OH
- Kenyon CollegeSep 2020 – May 2021Gambier, OH
- Kenyon CollegeSep 2021 – May 2022Gambier, OH
- St. Albans SchoolAug 2017 – Jun 2018Washington, D.C., DC
- St. Albans SchoolAug 2016 – Jun 2017Washington, D.C., DC
- Morgan Stanley Private Bank, N.A.Oct 2022 – no end date reportedNew York, NY
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Morgan Stanley
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
- Performance-based fees
- Other
- Firm account minimum
- $10,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 23,008
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Purchase, NY
- SEC file number:
- 801-70103
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 28, 2026
View full firm profileOther advisors at Morgan Stanley
Showing 12 of 23,008 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John M Asuncion has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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