AdFi
JM

John Maxey

Investment Adviser Representative at REDEMPTION CAPITAL

Midland, TXCRD #6592071Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Maxey has worked in the securities industry since 2016. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/2/2016
Series 7
General Securities Representative Examination
Passed 3/14/2022
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/19/2016

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Redemption Capital Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REDEMPTION CAPITALCurrent
10/13/2020 – Midland, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
6/8/2017 – 10/14/2020Midland, TX
THRIVENT INVESTMENT MANAGEMENT INC.
6/3/2016 – 6/9/2017Midland, TX

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at REDEMPTION CAPITAL

1 other advisor in the directory

Chad C. Clark
Investment Adviser Representative
Dual-registered
View REDEMPTION CAPITAL firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Maxey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.