AdFi
JM

John McDermott

Investment Adviser Representative at Empower Advisory Group, LLC

Stanford, CTCRD #6962056Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John McDermott is an investment adviser representative with Empower Advisory Group, LLC in Stanford, CT, where they have been registered since 2023. They have worked in the securities industry since 2019 and have been registered with 3 firms, including SEI Investments Management Corp and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Connecticut.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Connecticut
Broker:
46 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maine, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/24/2018
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/26/2018

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Empower Advisory Group, LLCCurrent
8/22/2023 – Stanford, CT
Empower Financial Services, Inc.Current
8/16/2023 – Stanford, CT
SEI Investments Management Corp
6/5/2019 – 4/4/2022Oaks, PA
Merrill Lynch, Pierce, Fenner & Smith Incorporated
10/1/2018 – 5/31/2019Pennington, NJ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    May 2018 – May 2019Pennington, NJ
  2. Sterling High School
    Aug 2015 – Apr 2017Somerdale, NJ
  3. New Hope Solebury High School
    Mar 2017 – Jun 2018New Hope, PA
  4. Source4Teachers
    Sep 2016 – May 2018Newtown, PA
  5. La Salle University
    Aug 2015 – Dec 2017Philadelphia, PA
  6. SEI
    May 2019 – Apr 2022Oaks, PA
  7. SEI Investments Management Corp
    May 2019 – Apr 2022Oaks, PA
  8. SEI Investments Distribution Co.
    May 2019 – Apr 2022Oaks, PA
  9. Global Beta Advisors
    Apr 2022 – Aug 2022North Wales, PA
  10. Compass Distributors, LLC
    May 2022 – Aug 2022North Wales, PA
  11. Empower Financial Services, Inc
    Jul 2023 – no end date reportedGreenwood Village, CO
  12. Empower Advisory Services, Inc
    Jul 2023 – no end date reportedGreenwood Village, CO
  13. Global Beta Advisors
    Aug 2022 – Mar 2023North Wales, PA
  14. Unemployed
    Mar 2023 – Jul 2023Newtown, PA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Empower Advisory Group, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,855
Offices listed on AdvisorFinder:
5
Main office:
Greenwood Village, CO
SEC file number:
801-58105

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 9, 2026

View full firm profile

Other advisors at Empower Advisory Group, LLC

Showing 12 of 1,855 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John McDermott has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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John McDermott (Empower Advisory Group) - Fees & Credentials