AdFi
JM

John Michael Bennett

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Minocqua, WICRD #3222759Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
30 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 30 states
ArizonaCaliforniaColoradoDelawareFloridaGeorgiaHawaiiIllinoisIndianaIowaKansasMarylandMassachusettsMichiganMinnesotaMissouriNevadaNew YorkNorth CarolinaNorth DakotaOhioOregonSouth CarolinaSouth DakotaTennesseeTexasVirginiaWashingtonWisconsinWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/11/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 6/24/1999
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/23/1999
Series 53
Municipal Securities Principal Examination
Passed 9/9/2004
Series 24
General Securities Principal Examination
Passed 1/29/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
8/30/2019Minocqua, WI
RBC CAPITAL MARKETS, LLCCurrent
8/30/2019Hazelhurst, WI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
7/7/20109/3/2019Minocqua, WI
KCD FINANCIAL, INC.
4/28/20097/6/2010St. Germain, WI
ELIASON INVESTMENT ADVISORS, LLC
5/9/20058/14/2006St. Germain, WI

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RBC CAPITAL MARKETS, LLC

Showing 12 of 3828 in the directory

View RBC CAPITAL MARKETS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Michael Bennett has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

John Michael Bennett - Financial Advisor in Minocqua, WI | AdvisorFinder