AdFi
JN

John Nmn Davi

Investment Adviser Representative at Astoria Portfolio Advisors LLC

New York, NYCRD #3067693Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
Exams Passed
9

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Nmn Davi is an investment adviser representative with Astoria Portfolio Advisors LLC in New York, NY, where they have been registered since 2021. They have worked in the securities industry since 2002 and have been registered with 4 firms, including Morgan Stanley & Co. LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 9 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York and Texas.

Office

500 7th Avenue, 9th Floor
New York, NY 10018

Advisors at this office: 6

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/26/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 6/24/1998
SIE
Securities Industry Essentials Examination
Passed 5/15/2017
Series 55
Limited Representative-Equity Trader Exam
Passed 5/21/2014
Series 3
National Commodity Futures Examination
Passed 12/20/2010
Series 86
Research Analyst Exam - Part I Analysis Module
Passed 2/2/2005
Series 87
Research Analyst Exam - Part II Regulations Module
Passed 7/28/2004
Series 7
General Securities Representative Examination
Passed 9/16/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/22/1998

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Astoria Portfolio Advisors LLCCurrent
6/1/2021 – New York, NY
Morgan Stanley & Co. LLC
11/18/2009 – 5/15/2017New York, NY
Merrill Lynch, Pierce, Fenner & Smith Incorporated
7/30/1999 – 11/9/2009New York, NY
THE Dreyfus Service Corporation
6/25/1998 – 4/21/1999New York, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Hofstra University
    Sep 1996 – no end date reportedHempstead, NY
  2. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Apr 1999 – no end date reportedNew York, NY
  3. Morgan Stanley
    Nov 2009 – May 2017New York, NY
  4. Astoria Portfolio Advisors LLC
    May 2017 – no end date reportedNew York, NY
  5. Astoria Portfolio Advisors LLC
    May 2017 – no end date reportedNew York, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Astoria Portfolio Advisors LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Estimated blended rate
0.0175

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthInvestment CompaniesOther Investment AdvisersCorporations

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
9
Offices listed on AdvisorFinder:
1
Main office:
New York, NY
SEC file number:
801-119078

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 9, 2026

View full firm profile

Other advisors at Astoria Portfolio Advisors LLC

8 other advisors in the directory

View Astoria Portfolio Advisors LLC firm profile

Similar advisors in New York, NY

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Nmn Davi has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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John Nmn Davi (Astoria Portfolio Advisors) - Advisor Profile