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John P Roppolo

Investment Adviser Representative at JOHN Hancock Investment Management LLC

Littleton, COCRD #5925369Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John P. Roppolo is an investment adviser representative with JOHN Hancock Investment Management LLC in Littleton, CO, where they have been registered since 2023. They have worked in the securities industry since 2013 and were previously registered with Janus Henderson Distributors US LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Colorado and Massachusetts.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Colorado, Massachusetts
Broker:
18 states and territories

Alaska, Arizona, California, Colorado, Hawaii, Idaho, Kansas, Massachusetts, Montana, Nebraska, Nevada, New Mexico, North Dakota, Oregon, South Dakota, Utah, Washington, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/16/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 1/23/2013
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/14/2013

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

JOHN Hancock Investment Management LLCCurrent
8/21/2023 – Littleton, CO
JOHN Hancock Investment Management Distributors LLCCurrent
3/20/2023 – Littleton, CO
Janus Henderson Distributors US LLC
1/15/2013 – 3/13/2023Denver, CO

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Janus Management Holdings Corp
    May 2012 – Jan 2021Denver, CO
  2. Janus Distributors LLC
    Jan 2013 – Jan 2022Denver, CO
  3. Janus Henderson Investors US LLC
    Jan 2021 – no end date reportedDenver, CO
  4. Janus Henderson Distributors US LLC
    Jan 2022 – Mar 2023Denver, CO
  5. John Hancock
    Mar 2023 – no end date reportedBoston, MA
  6. John Hancock Investment Management Distributors llc
    Mar 2023 – no end date reportedBoston, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About JOHN Hancock Investment Management LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John P Roppolo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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John P Roppolo (JOHN Hancock Investment Management)