John Paul Harms
Investment Adviser Representative at Private Client Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
John Paul Harms is an investment adviser representative in Webster, NY, currently registered with Private Client Services, LLC and RFG Advisory, LLC. They have worked in the securities industry since 2005 and have been registered with 5 firms, including American Portfolios Advisors, Inc and AXA Advisors, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in New York and Texas.
Registrations & licenses
- Investment adviser:
- New York, Texas
- Broker:
7 states and territories
Florida, Illinois, Indiana, New York, Pennsylvania, South Carolina, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- AXA Advisors, LLCNov 2007 – Aug 2018New York, NY
- American Portfolios Financial Services, Inc.Aug 2018 – Aug 2022Holbrook, NY
- Private Client ServicesAug 2022 – Apr 2026Pittsford, NY
- RFG Advisory, LLC DBA Sixpoint Financial PartnersAug 2022 – Mar 2026Pittsford, NY
- American Portfolios Advisors, Inc.Aug 2018 – Aug 2022Holbrook, NY
- RFG Advisory LLCApr 2026 – no end date reportedWebster, NY
- Private Client ServicesApr 2026 – no end date reportedWebster, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Private Client Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $25,000 (waivable)
- Estimated blended rate
- 0.0125
- $25,000 - $249,9992.00%
- $250,000 - $499,9991.75%
- $500,000 - $999,9991.50%
- Over $1,000,0001.25%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 88
- Offices listed on AdvisorFinder:
- 19
- Main office:
- Louisville, KY
- SEC file number:
- 801-71475
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 14, 2026
View full firm profileOther advisors at Private Client Services, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Paul Harms has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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