AdFi
JP

John Polemis

Investment Adviser Representative at SPHINX INVESTMENTS LLC

Henrico, VACRD #4270012Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/30/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 12/21/2000
Series 7
General Securities Representative Examination
Passed 4/19/2022
SIE
Securities Industry Essentials Examination
Passed 3/12/2019
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/9/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Sphinx Investments LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SPHINX INVESTMENTS LLCCurrent
7/11/2025Henrico, VA
STIRLINGSHIRE INVESTMENTS
3/18/20249/5/2024San Diego, CA
PARK AVENUE SECURITIES LLC
4/21/20223/1/2024San Diego, CA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SPHINX INVESTMENTS LLC

1 other advisor in the directory

View SPHINX INVESTMENTS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Polemis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

John Polemis - Financial Advisor in Henrico, VA | AdvisorFinder