John Ralph Romano
Investment Adviser Representative at AJF Capital Management, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
John Ralph Romano is an investment adviser representative with AJF Capital Management, Inc. in Rockville Centre, NY, where they have been registered since 2018. They have worked in the securities industry since 2018 and were previously registered with American Portfolios Advisors, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New Jersey and New York.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New Jersey, New York
- Broker:
1 state or territory
New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- CBRE, Inc.Sep 2016 – Apr 2017Melville, NY
- Cutlass Industrial, IncMay 2016 – Feb 2018Malverne, NY
- AJF Capital Management, Inc.Feb 2018 – no end date reportedNew York, NY
- American Portfolios Financial Services, IncJun 2018 – Oct 2024New York, NY
- Osaic Wealth, Inc.Oct 2024 – Nov 2024New York, NY
- Cambridge Investment Research, Inc.Nov 2024 – no end date reportedFairfield, IA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About AJF Capital Management, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
- Firm account minimum
- $100,000 (waivable)
- Traditional/Sustainable Asset Management - Tier 11.40%
- Traditional/Sustainable Asset Management - Tier 21.25%
- Traditional/Sustainable Asset Management - Tier 31.00%
- AJF Strategic Investment0.90%
+7 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 4
- Offices listed on AdvisorFinder:
- 1
- Main office:
- New York, NY
- SEC file number:
- 801-94167
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 24, 2026
View full firm profileOther advisors at AJF Capital Management, Inc.
3 other advisors in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Ralph Romano has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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