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John Riley Smith

Investment Adviser Representative at &PARTNERS

Charlottesville, VACRD #3159362Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
33 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 33 states
AlabamaArizonaCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaIllinoisKansasKentuckyMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriNebraskaNew JerseyNew YorkNorth CarolinaOhioOklahomaPennsylvaniaSouth CarolinaTennesseeTexasUtahVirginiaWashingtonWest Virginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/10/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 12/17/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/9/1998
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 11/8/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

&Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

&PARTNERSCurrent
3/6/2026Charlottesville, VA
WELLS FARGO ADVISORS
5/5/20063/10/2026Charlottesville, VA
SUNTRUST INVESTMENT SERVICES, INC.
2/11/20035/1/2006Charlottesville, VA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Riley Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

John Riley Smith - Financial Advisor in Charlottesville, VA | AdvisorFinder