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John Santini

Investment Adviser Representative at ETHOS FINANCIAL GROUP, LLC

King Of Prussia, PACRD #6129815Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
States Registered
7 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
ConnecticutFloridaNew YorkNorth CarolinaPennsylvaniaSouth CarolinaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/1/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 3/29/2013
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/11/2016
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/18/2013

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Ethos Financial Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INNOVATION PARTNERS LLCCurrent
10/12/2022King Of Prussia, PA
ETHOS FINANCIAL GROUP, LLCCurrent
9/19/2022King Of Prussia, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
9/20/20199/6/2022Stamford, CT
MML INVESTORS SERVICES, LLC
4/4/201910/1/2019Elmsford, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Santini has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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