John Sloan Arens III
Investment Adviser Representative at Balboa Wealth Partners, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
John Sloan Arens is an investment adviser representative with Balboa Wealth Partners, Inc. in Long Beach, CA, where they have been registered since 2024. They have worked in the securities industry since 2015 and were previously registered with Edward Jones. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Edward JonesJul 2015 – Apr 2024St. Louis, MO
- Balboa Wealth Partners, Inc.May 2024 – no end date reportedLong Beach, CA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Balboa Wealth Partners, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Performance-based fees
- Subscription fee
- Firm account minimum
- $250,000
- Comprehensive Portfolio Management: $0 - $249,9992.30%
- Comprehensive Portfolio Management: $250,000 - $499,9992.10%
- Comprehensive Portfolio Management: $500,000 - $749,9991.90%
- Comprehensive Portfolio Management: $750,000 - $999,9991.80%
+6 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 27
- Offices listed on AdvisorFinder:
- 6
- Main office:
- Scottsdale, AZ
- SEC file number:
- 801-107029
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 8, 2026
View full firm profileOther advisors at Balboa Wealth Partners, Inc.
Showing 12 of 27 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Sloan Arens III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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