AdFi
JT

John T Henderson

Investment Adviser Representative at Modern Wealth Management, LLC

Mesa, AZCRD #7268717Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John T. Henderson is an investment adviser representative in Mesa, AZ, currently registered with Public Safety Financial/galloway and Modern Wealth Management, LLC. They have worked in the securities industry since 2021 and were previously registered with LPL Financial LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Arizona and Texas.

Office

1138 N Alma School Rd
Mesa, AZ 85201

Advisors at this office: 22

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arizona, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/3/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 4/26/2021
Series 7
General Securities Representative Examination
Passed 4/2/2021
SIE
Securities Industry Essentials Examination
Passed 9/28/2020

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Modern Wealth Management, LLCCurrent
8/29/2025 – Mesa, AZ
Public Safety Financial/gallowayCurrent
10/18/2023 – Mesa, AZ
LPL Financial LLC
9/6/2022 – 9/20/2023Phoenix, AZ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Charles Schwab & Co., Inc.
    Jun 2020 – Apr 2022Phoenix, AZ
  2. Freeport-McMoRan
    Feb 2020 – Jun 2020Phoenix, AZ
  3. GCU Office of Alumni Relations
    Jan 2019 – Dec 2019Phoenix, AZ
  4. Freeport-McMoRan
    May 2019 – Aug 2019Morenci, AZ
  5. OneWay Ministries
    Jun 2018 – Aug 2018Aurora, IL
  6. Grand Canyon University
    Aug 2017 – Apr 2019Phoenix, AZ
  7. Booster Enterprises, Inc.
    Sep 2017 – Apr 2018Tempe, AZ
  8. Grand Canyon University
    Aug 2016 – Dec 2019Phoenix, AZ
  9. LPL Financial LLC
    Apr 2022 – Sep 2023Phoenix, AZ
  10. Galloway Asset Management, LLC
    Sep 2023 – no end date reportedMesa, AZ
  11. Modern Welalth Management, LLC
    Aug 2025 – no end date reportedMesa, AZ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Modern Wealth Management, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm's annual rate schedule by assets
  • First $499,9991.50%
  • $500,000 to $999,9991.25%
  • $1,000,000 to $2,999,9991.00%
  • $3,000,000 to $4,999,9990.75%

+2 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
134
Offices listed on AdvisorFinder:
14
Main office:
Kansas City, MO
SEC file number:
801-127231

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 2, 2026

View full firm profile

Other advisors at Modern Wealth Management, LLC

Showing 12 of 134 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John T Henderson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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